DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bridgewealth Advisory Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Roger William Byrd | Cetera Investment Advisers LLC BD affiliated | Bridgewealth Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2024 | Aug 17, 2024 |
| Angelica Uribe | LPL Financial LLC BD affiliated | Bridgewealth Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2024 | Jul 25, 2024 |
| Anna L Wilkin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bridgewealth Advisory Group, LLC independent RIA | Wirehouse to independent RIA | Dec 18, 2023 | Feb 16, 2024 (60 d) |
| Derek James Elrod | Rb Capital Management, LLC independent RIA | Bridgewealth Advisory Group, LLC no RAUM | Other | Feb 12, 2020 | Jul 5, 2018 |
| Kevin Christopher Hook | Rb Capital Management, LLC independent RIA | Bridgewealth Advisory Group, LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2018 | Jul 5, 2018 |
| Joshua Allen Carpenter | Rb Capital Management, LLC independent RIA | Bridgewealth Advisory Group, LLC no RAUM | RIA to a newly registered adviser | Nov 2, 2018 | Jul 5, 2018 |
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6 moves match.