DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bridgewealth Advisory Group, LLC
Latest filing Mar 30, 2026
First filing on the tape Mar 2, 2018 · 26 filings
SEC status approved since Apr 2, 2018
RAUM
$869M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
79%
$687M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$174M
derived; firm RAUM over IAPD count
Employees
10
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$869M as of Mar 30, 2026
Mar 29, 2019$249M then
HNW client RAUM$551M as of Mar 30, 2026
Mar 29, 2019$133M then
State-registered IARs (5.B.3)5 as of Mar 30, 2026
Mar 29, 20190 then
Employees (5.A)10 as of Mar 30, 2026
Mar 29, 20195 then
Private funds: no history
RAUM +17% over the last fiscal year+28% a year over threeIARs 6 to 5
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $174MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 145derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $371,652derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- -17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -61%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $869MreportedItem 5.I
- Custody
- $349M, 725 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$551M63%
- Corporations and businesses$138M16%
- Individuals$136M16%
- Pension and profit-sharing plans$41.8M4.8%
- Charitable organizations$1.9M0.2%
- Individual clients
- 553reported
- HNW clients
- 170reported
- Pension plan clients
- 25reported
- Charitable clients
- n/areported
- Accounts
- 2,338reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $349M for 725 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.79 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Joshua Allen Carpenter | Fresno, Ca | Jul 5, 2018 | 26 y | 5 |
| Kevin Christopher HookCertified Financial Planner | Fresno, Ca | Jul 5, 2018 | 24 y | 4 |
| Derek James ElrodCertified Financial Planner | Fresno, Ca | Jul 5, 2018 | 22 y | 2 |
| Anna L Wilkin | Fresno, Ca | Feb 16, 2024 | 12 y | 5 |
| Roger William Byrd | Fresno, Ca | Aug 17, 2024 | 37 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Angelica Uribe to LPL Financial LLCJun 17, 2025 · RIA to affiliated broker-dealer or bank
- Jennifer Vanessa Sanchez to Empower Advisory Group, LLCNov 13, 2024 · RIA to affiliated broker-dealer or bank
Joined, latest
- Roger William Byrd from Cetera Investment Advisers LLCAug 17, 2024 · Affiliated broker-dealer or bank to independent RIA
- Angelica Uribe from LPL Financial LLCJul 25, 2024 · Affiliated broker-dealer or bank to independent RIA
- Anna L Wilkin from Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 16, 2024 · Wirehouse to independent RIA
- Joshua Allen Carpenter from Rb Capital Management, LLCJul 5, 2018 · RIA to a newly registered adviser
- Kevin Christopher Hook from Rb Capital Management, LLCJul 5, 2018 · RIA to a newly registered adviser
- Derek James Elrod from Rb Capital Management, LLCJul 5, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Allen Joshua Carpenter · Managing Membercontrolsince 05/2018 · owns 25% to 50%
- James Derek Elrod · Managing Membercontrolsince 05/2018 · owns 25% to 50%
- Christopher Kevin Hook · Chief Compliance Officer & Managing Membercontrolsince 05/2018 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fresno, Ca · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 30, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $740,120,367 to $868,922,370, advisors 6 to 5, private clients 1837 to 723, offices 0 to 0 (2025-04-16 to 2026-03-30)peers: independent wealth managers, $500M to $1B (1,483)
- HNW share shiftChange between filings · filing Mar 30, 2026HNW share of RAUM moved from 39.0% to 63.0% between the annual amendments of 2025-04-16 and 2026-03-30peers: independent wealth managers, $500M to $1B (1,483)
- client count collapseChange between filings · filing Mar 30, 2026individual and HNW clients (Item 5.D) moved from 1,837.0 to 723.0 (-61.0%) between the annual amendments of 2025-04-16 and 2026-03-30; the peer median change was +5.0% (1216 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,216) · 1.0% percentile
What changed
consecutive filings, newest first
- Accounts · 1,903 to 2,338Apr 16, 2025 to Mar 30, 2026
- Advisory employees · 6 to 5Apr 16, 2025 to Mar 30, 2026
- BD registered reps · 6 to 5Apr 16, 2025 to Mar 30, 2026
- Corporate clients · 40 to 45Apr 16, 2025 to Mar 30, 2026
- HNW clients · 143 to 170Apr 16, 2025 to Mar 30, 2026
- Individual clients · 1,694 to 553Apr 16, 2025 to Mar 30, 2026
- Pension plan clients · 22 to 25Apr 16, 2025 to Mar 30, 2026
- Assets in custody · $254M to $349MApr 16, 2025 to Mar 30, 2026
- Employees · 9 to 10Apr 16, 2025 to Mar 30, 2026
- State-registered IARs · 6 to 5Apr 16, 2025 to Mar 30, 2026
- Discretionary RAUM · $740M to $869MApr 16, 2025 to Mar 30, 2026
- HNW RAUM · $285M to $551MApr 16, 2025 to Mar 30, 2026
- Individual RAUM · $312M to $136MApr 16, 2025 to Mar 30, 2026
- Pension RAUM · $35.9M to $41.8MApr 16, 2025 to Mar 30, 2026
- RAUM · $740M to $869MApr 16, 2025 to Mar 30, 2026
- Accounts · 1,376 to 1,903Aug 9, 2024 to Apr 16, 2025
- Advisory employees · 3 to 6Aug 9, 2024 to Apr 16, 2025
- BD registered reps · 3 to 6Aug 9, 2024 to Apr 16, 2025
- Corporate clients · 27 to 40Aug 9, 2024 to Apr 16, 2025
- HNW clients · 171 to 143Aug 9, 2024 to Apr 16, 2025
- Individual clients · 383 to 1,694Aug 9, 2024 to Apr 16, 2025
- Pension plan clients · 26 to 22Aug 9, 2024 to Apr 16, 2025
- Assets in custody · $186M to $254MAug 9, 2024 to Apr 16, 2025
- Employees · 8 to 9Aug 9, 2024 to Apr 16, 2025
- Financial planning clients · 251-500 to 251-500Aug 9, 2024 to Apr 16, 2025
- State-registered IARs · 3 to 6Aug 9, 2024 to Apr 16, 2025
- Discretionary RAUM · $530M to $740MAug 9, 2024 to Apr 16, 2025
- HNW RAUM · $281M to $285MAug 9, 2024 to Apr 16, 2025
- Individual RAUM · $141M to $312MAug 9, 2024 to Apr 16, 2025
- Pension RAUM · $34.2M to $35.9MAug 9, 2024 to Apr 16, 2025
- RAUM · $530M to $740MAug 9, 2024 to Apr 16, 2025
- Accounts · 1,265 to 1,376Oct 10, 2023 to Mar 19, 2024
- Corporate clients · 18 to 27Oct 10, 2023 to Mar 19, 2024
- HNW clients · 126 to 171Oct 10, 2023 to Mar 19, 2024
- Individual clients · 451 to 383Oct 10, 2023 to Mar 19, 2024
- Pension plan clients · 27 to 26Oct 10, 2023 to Mar 19, 2024
- Assets in custody · $137M to $186MOct 10, 2023 to Mar 19, 2024
- Discretionary RAUM · $411M to $530MOct 10, 2023 to Mar 19, 2024
- HNW RAUM · $216M to $281MOct 10, 2023 to Mar 19, 2024
- Individual RAUM · $117M to $141MOct 10, 2023 to Mar 19, 2024
Signals
6 dated events
- Angelica Uribe left Bridgewealth Advisory Group, Llc for Lpl Financial Llc (registered 2025-06-13)Jun 17, 2025 · Advisor changed firm · fact
- Bridgewealth Advisory Group, Llc reported RAUM $740.1M, up 40% from $530.1M (2024-08-09 to 2025-04-16)Apr 16, 2025 · RAUM change · derived
- Jennifer Vanessa Sanchez left Bridgewealth Advisory Group, Llc for Empower Advisory Group, Llc (registered 2025-04-29)Nov 13, 2024 · Advisor changed firm · fact
- Bridgewealth Advisory Group, Llc reported RAUM $530.1M, up 29% from $410.9M (2023-10-10 to 2024-03-19)Mar 19, 2024 · RAUM change · derived
- Bridgewealth Advisory Group, Llc reported RAUM $248.7M, up 107% from $120.2M (2018-08-17 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Ikon Advisory Group filed its initial SEC registration (Form ADV)Mar 2, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Bridgewealth Advisory Group, LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- info@bridgewealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 559-432-6100reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 559-432-6110reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- BRIDGEWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (559) 432-6100reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $174Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026