DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Heartland Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Karen Ann Leppla | Robert W. Baird & Co. Incorporated mixed wealth | Heartland Advisors, Inc. asset manager | Other | Jan 13, 2022 | Nov 1, 2022 (292 d) |
| Jeffrey James Kohl | Fenimore Asset Management, Inc. mixed wealth | Heartland Advisors, Inc. asset manager | Other | Sep 26, 2019 | Oct 8, 2019 |
| Michael Ryan Glatkowski | Allspring Funds Management, LLC other | Heartland Advisors, Inc. other | Other | Aug 22, 2005 | Aug 21, 2006 (364 d) |
| Michael David Kops | Morgan Stanley Dw Inc. unclassified | Heartland Advisors, Inc. other | Other | Mar 14, 2005 | Dec 11, 2009 (1733 d) |
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4 moves match.