DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cordis Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Lee Sullivan | Thomas L. Sullivan unclassified | Cordis Financial, LLC independent RIA | Other | Jan 28, 2025 | Jan 3, 2025 |
| Kelly Joy Sullivan Noah | Thomas L. Sullivan unclassified | Cordis Financial, LLC independent RIA | Other | Jan 28, 2025 | Jan 3, 2025 |
| Jeanna R Fifer | Cahill Financial Advisors, Inc. other | Cordis Financial, LLC no RAUM | Other | Mar 6, 2018 | Jun 15, 2018 (101 d) |
Page 1 of 1
3 moves match.