DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C••••• F•••••••• A•••••••• I•••
Latest filing Mar 30, 2026
First filing on the tape Feb 17, 2012 · 34 filings
SEC status approved since Feb 10, 1983
RAUM
$1.8B
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
98%
$1.7B individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$148M
derived; firm RAUM over IAPD count
Employees
22
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$1.8B as of Mar 30, 2026
Feb 17, 2012$204M then
HNW client RAUM$1.5B as of Mar 30, 2026
Mar 16, 2018$387M then
State-registered IARs (5.B.3)12 as of Mar 30, 2026
Feb 17, 20120 then
Employees (5.A)22 as of Mar 30, 2026
Apr 1, 201310 then
Private funds: no history
RAUM +24% over the last fiscal year+17% a year over threeIARs 10 to 12
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $148MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 92derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $433,550derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 12.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Custody
- $541M, 638 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.5B85%
- Individuals$218M12%
- Corporations and businesses$21.8M1.2%
- Charitable organizations$16.4M0.9%
- Pension and profit-sharing plans$3.9M0.2%
- Individual clients
- 568reported
- HNW clients
- 541reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4,083reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $541M for 638 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| N••••••• J•••• H•••Certified Financial Planner | Edina, Mn | Mar 29, 2013 | 25 y | 0 |
| J•••••• R••••• O••Certified Financial Planner | Edina, Mn | Apr 3, 2013 | 33 y | 1 |
| S•••• D••••• O•••Certified Financial Planner, Chartered Financial Consultant | Edina, Mn | Jan 29, 2014 | 20 y | 0 |
| D•••• A•••• P•••Certified Financial Planner | Edina, Mn | Jan 29, 2014 | 25 y | 0 |
| M••••••• R••• D••••Certified Financial Planner | Edina, Mn | Feb 15, 2018 | 40 y | 2 |
| G•••••• P••• B•••••••Certified Financial Planner | Edina, Mn | Feb 15, 2018 | 18 y | 1 |
| B••••••• R••••• S•••••••••Certified Financial Planner | Edina, Mn | Oct 21, 2020 | 25 y | 3 |
| A••••• M•••••• T•••Certified Financial Planner, Chartered Financial Consultant | Edina, Mn | Oct 27, 2020 | 25 y | 3 |
| E••• W•••••• C••••••Certified Financial Planner | Edina, Mn | Jul 19, 2024 | 10 y | 0 |
| B•••••• J•• B•••••••Certified Financial Planner | Edina, Mn | Dec 19, 2024 | 14 y | 3 |
| R•••••• B•••••Certified Financial Planner | Edina, Mn | Aug 18, 2025 | 24 y | 2 |
| M•••••• W•••••Chartered Financial Analyst | Edina, Mn | Oct 1, 2025 | 19 y | 4 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 8.3% of current headcount4 left over 36 months
Left, latest
- M•••••• W•••••• P••••• to M••••••Mar 7, 2026 · RIA to affiliated broker-dealer or bank
- K•••• J•••• O••••••••• to T••••• A•••••••Oct 3, 2024 · RIA to RIA
- J•••• W•••••• B•••• to N•••••••• A•••• M•••••••••Jul 1, 2024 · RIA to RIA
- D•••• S••• K••••• to U••••••• F•••••••• A••••••• L••Apr 2, 2024 · RIA TO ST••• RIA
- J••••• R• F•••• to C••••• F••••••••• L••Mar 6, 2018 · Other
Joined, latest
- M•••••• W••••• from L•••• P••• W••••• M•••••••••Oct 1, 2025 · RIA to RIA
- R•••••• B••••• from A•••••• P••••••• P•••••••• I•••Aug 18, 2025 · Affiliated broker-dealer or bank to independent RIA
- B•••••• J•• B••••••• from O•••••••••Dec 19, 2024 · Other
- D•••• S••• K••••• from J••• F•••••••• A•••••••• L••Oct 24, 2022 · RIA to RIA
- A••••• M•••••• T••• from S••••••• F•••••••• S•••••••• I•••Oct 27, 2020 · Affiliated broker-dealer or bank to independent RIA
- B••••••• R••••• S••••••••• from C•• S••••••••• L••Oct 21, 2020 · Affiliated broker-dealer or bank to independent RIA
- G•••••• P••• B••••••• from F•••• A•••••••Feb 15, 2018 · Other
- M••••••• R••• D•••• from F•••• A•••••••Feb 15, 2018 · Other
- K•••• J•••• O••••••••• from G•• F•••••••• M••••••••• I•••Mar 17, 2017 · Other
- J•••••• R••••• O•• from C•••••• S••••• • C••• I•••Apr 3, 2013 · Other
- J•••• W•••••• B•••• from A••••••••• F•••••••• S•••••••• L••Mar 1, 2013 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from F•••• A•••••••Feb 20, 2018 · Inver Grove Heights, Mn
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- N••• C••••••• M• · Chief Compliance Officer/Chief Operations Officercontrolsince 01/2013 · owns less than 5%
- O••• J••••••• R••••• · Presidentcontrolsince 09/2011 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Edina, Mn · principal | 12 | 1 | 1 | ||
| Long Lake, Mn | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 3,813 to 4,083Sep 18, 2025 to Mar 30, 2026
- Advisory employees · 10 to 12Sep 18, 2025 to Mar 30, 2026
- Corporate clients · unset to 6.0Sep 18, 2025 to Mar 30, 2026
- HNW clients · 470 to 541Sep 18, 2025 to Mar 30, 2026
- Individual clients · 561 to 568Sep 18, 2025 to Mar 30, 2026
- Assets in custody · $412M to $541MSep 18, 2025 to Mar 30, 2026
- Employees · 20 to 22Sep 18, 2025 to Mar 30, 2026
- State-registered IARs · 10 to 12Sep 18, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.3B to $1.6BSep 18, 2025 to Mar 30, 2026
- HNW RAUM · $1.2B to $1.5BSep 18, 2025 to Mar 30, 2026
- Individual RAUM · $208M to $218MSep 18, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $144M to $148MSep 18, 2025 to Mar 30, 2026
- Pension RAUM · $3.4M to $3.9MSep 18, 2025 to Mar 30, 2026
- RAUM · $1.4B to $1.8BSep 18, 2025 to Mar 30, 2026
- Accounts · 4,061 to 3,813Dec 19, 2024 to Mar 28, 2025
- Advisory employees · 12 to 10Dec 19, 2024 to Mar 28, 2025
- HNW clients · 424 to 470Dec 19, 2024 to Mar 28, 2025
- Individual clients · 624 to 561Dec 19, 2024 to Mar 28, 2025
- Assets in custody · $467M to $412MDec 19, 2024 to Mar 28, 2025
- Employees · 21 to 20Dec 19, 2024 to Mar 28, 2025
- Financial planning clients · 251-500 to 101-250Dec 19, 2024 to Mar 28, 2025
- State-registered IARs · 12 to 10Dec 19, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.2B to $1.3BDec 19, 2024 to Mar 28, 2025
- HNW RAUM · $1.0B to $1.2BDec 19, 2024 to Mar 28, 2025
- Individual RAUM · $258M to $208MDec 19, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $111M to $144MDec 19, 2024 to Mar 28, 2025
- Pension RAUM · $2.5M to $3.4MDec 19, 2024 to Mar 28, 2025
- RAUM · $1.3B to $1.4BDec 19, 2024 to Mar 28, 2025
- Custody of client assets · false to trueMar 28, 2024 to Dec 19, 2024
- Accounts · 3,978 to 4,061Jul 24, 2023 to Mar 28, 2024
- Advisory employees · 13 to 12Jul 24, 2023 to Mar 28, 2024
- HNW clients · 407 to 424Jul 24, 2023 to Mar 28, 2024
- Individual clients · 648 to 624Jul 24, 2023 to Mar 28, 2024
- Assets in custody · $278M to $467MJul 24, 2023 to Mar 28, 2024
- Employees · 23 to 21Jul 24, 2023 to Mar 28, 2024
- State-registered IARs · 13 to 12Jul 24, 2023 to Mar 28, 2024
- Discretionary RAUM · $974M to $1.2BJul 24, 2023 to Mar 28, 2024
- HNW RAUM · $855M to $1.0BJul 24, 2023 to Mar 28, 2024
- Individual RAUM · $220M to $258MJul 24, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $126M to $111MJul 24, 2023 to Mar 28, 2024
Signals
6 dated events
- M•••••• W•••••• P••••• left C••••• F•••••••• A•••••••• I••• for Mariner (registered 2026-03-31)Mar 7, 2026 · Advisor changed firm · fact
- K•••• J•••• O••••••••• left C••••• F•••••••• A•••••••• I••• for T••••• A••••••• (registered 2024-10-09)Oct 3, 2024 · Advisor changed firm · fact
- J•••• W•••••• B•••• left C••••• F•••••••• A•••••••• I••• for N•••••••• A•••• M••••••••• (registered 2024-07-01)Jul 1, 2024 · Advisor changed firm · fact
- D•••• S••• K••••• left C••••• F•••••••• A•••••••• I••• for U••••••• F•••••••• A••••••• L•• (registered 2024-04-02)Apr 2, 2024 · Advisor changed firm · fact
- C••••• F•••••••• A•••••••• I••• reported RAUM $967.2M, up 33% from $727.6M (2020-11-30 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Martha R•••••• Jacques (Sr. Vice President Of Client Services) no longer on Schedule A of C••••• F•••••••• A•••••••• I••• (listed 2020-11-30, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@cahillfa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- anna@cahillfa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- anne@cahillfa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- ben@cahillfa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- brad@cahillfa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- bridget@cahillfa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- caitlin@cahillfa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- crystal@cahillfa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kaya@cahillfa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- nicki@cahillfa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- amy@cahillfa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- scotbolland@cahillfa.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $148Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026