DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Koa Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Arley Emmanuel Gonzalez | Blankinship & Foster, LLC independent RIA | Koa Wealth Management, LLC independent RIA | RIA to RIA | Jun 13, 2024 | Aug 6, 2024 (54 d) |
| Luke Thomas Mokma | Personal Capital Advisors Corporation independent RIA | Koa Wealth Management, LLC independent RIA | RIA to RIA | Oct 31, 2022 | Nov 9, 2022 |
| Giridhar Nmn Krishnan | Beta Wealth Group, Inc independent RIA | Koa Wealth Management, LLC independent RIA | RIA to RIA | Jan 6, 2021 | Apr 13, 2021 (97 d) |
| Michael Frederick Souza | Morgan Stanley wirehouse | Koa Wealth Management, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 25, 2018 | Jun 25, 2018 |
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4 moves match.