DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mainstream Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kyongjin Lee | Raymond James Financial Services Advisors, Inc BD affiliated | Mainstream Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2021 | Mar 10, 2022 (244 d) |
| Mark Moroni | Raymond James Financial Services Advisors, Inc BD affiliated | Mainstream Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2021 | Mar 4, 2022 (238 d) |
| Dixon Karmindro | Temenos Advisory, Inc. other | Mainstream Capital Management independent RIA | Other | Jul 13, 2016 | Mar 18, 2019 (978 d) |
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3 moves match.