DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Paul R. Ried Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Richard Ried | Cetera Advisor Networks LLC BD affiliated | Paul R. Ried Financial Group, LLC no RAUM | Other | Jun 29, 2023 | Aug 17, 2018 |
| Timothy Ross Kimmel | Cetera Advisor Networks LLC BD affiliated | Paul R. Ried Financial Group, LLC no RAUM | Other | Jun 29, 2023 | Aug 16, 2018 |
| Adam Jordan | Cetera Advisor Networks LLC BD affiliated | Paul R. Ried Financial Group, LLC no RAUM | Other | Jun 29, 2023 | Aug 16, 2018 |
| Jason Paul Miller | Cetera Advisor Networks LLC BD affiliated | Paul R. Ried Financial Group, LLC no RAUM | Other | Jun 29, 2023 | Aug 16, 2018 |
| Kelly Andrew Kolstad | Cetera Advisor Networks LLC BD affiliated | Paul R. Ried Financial Group, LLC no RAUM | Other | Jun 29, 2023 | Aug 16, 2018 |
| Georgia Ann Maloy | Coldstream Wealth Management independent RIA | Paul R. Ried Financial Group, LLC independent RIA | RIA to RIA | Feb 3, 2023 | Apr 11, 2023 (67 d) |
| Darren Dindinger | Cetera Advisor Networks LLC BD affiliated | Paul R. Ried Financial Group, LLC no RAUM | Other | Sep 13, 2022 | Aug 16, 2018 |
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7 moves match.