DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pgi Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Gregory Parkinson | Greylin Investment Management independent RIA | Pgi Wealth Management independent RIA | RIA to RIA | Aug 12, 2024 | Jul 1, 2024 |
| Katie M White | Sutton Wealth Advisors, Inc. independent RIA | Pgi Wealth Management independent RIA | RIA to RIA | Aug 30, 2022 | Dec 16, 2025 (1204 d) |
| Dustin Mitchell Dorhout | Wealthplan Investment Management LLC independent RIA | Pgi Wealth Management independent RIA | RIA to RIA | Dec 17, 2021 | Jan 7, 2022 |
| Erin Elizabeth Martin | Tailored Wealth Management unclassified | Pgi Wealth Management independent RIA | Other | Dec 18, 2020 | Oct 30, 2020 |
| Ruben Victor Rozental | Black Pearl Financial Services LLC unclassified | Pgi Wealth Management independent RIA | Other | Apr 29, 2020 | Mar 11, 2020 |
| Todd William Mcelroy | Principal Securities, Inc. BD affiliated | Pgi Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2018 | Aug 28, 2018 |
| Nicholas Ward Mcelroy | Principal Securities, Inc. BD affiliated | Pgi Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2018 | Aug 21, 2018 |
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7 moves match.