DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ferguson Shapiro LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Phillip Nelson | Meadow Creek Wealth Advisors, LLC independent RIA | Ferguson Shapiro LLC independent RIA | RIA to RIA | Apr 1, 2024 | Apr 22, 2024 |
| Ryan James Florence | Kiker Wealth Management, LLC independent RIA | Ferguson Shapiro LLC independent RIA | RIA to RIA | Dec 8, 2022 | Mar 22, 2022 |
| Maury Alan Shapiro | Equitable Advisors, LLC national BD | Ferguson Shapiro LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2018 | Jan 10, 2020 (449 d) |
| Kevin Michael Ferguson | Equitable Advisors, LLC national BD | Ferguson Shapiro LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 26, 2018 | Jul 23, 2018 |
| James Boswell | Equitable Advisors, LLC national BD | Ferguson Shapiro LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2018 | Jan 8, 2020 (531 d) |
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5 moves match.