DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at The Pacific Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gerard Alonzo SingfieldCulture Capital Partners, LLC state registeredThe Pacific Group independent RIAOtherSep 7, 2019Aug 21, 2019
Benjamin Hye-Kwang KimMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseThe Pacific Group independent RIAWirehouse to independent RIAApr 5, 2019May 13, 2020 (404 d)
Corey F ScottMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseThe Pacific Group no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Sep 24, 2018Sep 21, 2018
Timothy Ochoa HatcherEquitable Advisors, LLC national BDThe Pacific Group no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 14, 2018Aug 31, 2018
David Adeyemi AdefesoEquitable Advisors, LLC national BDThe Pacific Group independent RIAAffiliated broker-dealer or bank to independent RIASep 5, 2018Dec 5, 2019 (456 d)
Nathan Edwin GierkeKobo Retirement Strategies no RAUMThe Pacific Group independent RIAOtherApr 27, 2018Aug 14, 2020 (840 d)
Nickolas Vernon WaggonerEquitable Advisors, LLC national BDThe Pacific Group independent RIAAffiliated broker-dealer or bank to independent RIAJun 17, 2015Feb 27, 2023 (2812 d)
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7 moves match.