DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Sum
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David E. Melchor | Strategic Advisers LLC national BD | The Sum independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2026 | Jul 9, 2026 |
| Mckenna Alexandra Dehn | Strategic Advisers LLC national BD | The Sum independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2026 | Feb 4, 2026 |
| Thomas William Dunaway | Strategic Advisers LLC national BD | The Sum independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2025 | Jul 3, 2025 |
| Casey Alan Mack | Fidelity Personal And Workplace Advisors BD affiliated | The Sum independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2024 | Jul 8, 2024 |
| Robert Michael Bard | Fidelity Personal And Workplace Advisors BD affiliated | The Sum independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2022 | Jan 11, 2022 |
| Christopher Daniel Melber | Fidelity Personal And Workplace Advisors BD affiliated | The Sum independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2019 | Nov 24, 2020 (372 d) |
| Paul Michael Rahn | Strategic Advisers LLC national BD | The Sum independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 19, 2018 | Jul 11, 2018 |
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7 moves match.