DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Triad Investment Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Aaron BakamusBuild Asset Management asset managerTriad Investment Management independent RIAOtherMar 1, 2021May 27, 2021 (87 d)
Michael Christopher BaerCharles Schwab & Co., Inc. national BDTriad Investment Management independent RIAAffiliated broker-dealer or bank to independent RIADec 24, 2020Jan 6, 2021
Ross KrauseMML Investors Services, LLC BD affiliatedTriad Investment Management independent RIAAffiliated broker-dealer or bank to independent RIAAug 25, 2020Sep 2, 2020
Tait Christopher LaneFinancial Advocates Investment Management independent RIATriad Investment Management no RAUMRIA to a newly registered adviserMar 29, 2019Dec 11, 2018
Lincoln Paul KopetskiU.S. Bancorp Investments, Inc. BD affiliatedTriad Investment Management no RAUMAffiliated broker-dealer or bank to a newly registered adviserJan 8, 2019Jan 10, 2019
Joseph Roderick CilleyU.S. Bancorp Investments, Inc. BD affiliatedTriad Investment Management no RAUMAffiliated broker-dealer or bank to a newly registered adviserJan 8, 2019Jan 10, 2019
Randall Waner KimPath Wealth Management unclassifiedTriad Investment Management no RAUMOtherDec 23, 2016Dec 11, 2018 (718 d)
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7 moves match.