DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Canopy Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alexander David MitchellMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCanopy Wealth Management independent RIAWirehouse to independent RIAJul 16, 2024Aug 30, 2024 (45 d)
Melodie Kay AceAmeriprise Financial Services, LLC national BDCanopy Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIADec 14, 2022Jan 20, 2023 (37 d)
Kelly Elizabeth MeyerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCanopy Wealth Management independent RIAWirehouse to independent RIAMar 4, 2022Apr 6, 2022 (33 d)
Brian James KoppCuna Brokerage Services, Inc. BD affiliatedCanopy Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAFeb 4, 2022Nov 12, 2024 (1012 d)
Drew Louis KootmanCerity Partners LLC independent RIACanopy Wealth Management independent RIARIA to RIAJan 31, 2022Mar 14, 2022 (42 d)
Chad Frederick WingNorthwestern Mutual Investment Services,LLC no RAUMCanopy Wealth Management independent RIAOtherJul 19, 2021Jun 19, 2021
David Michael MuehlNorthwestern Mutual Investment Services,LLC no RAUMCanopy Wealth Management no RAUMOtherAug 16, 2018Aug 15, 2018
Dustin Elliott BruttonNorthwestern Mutual Investment Services,LLC no RAUMCanopy Wealth Management independent RIAOtherSep 14, 2016Jun 19, 2021 (1739 d)
Eric David RaetherNorthwestern Mutual Wealth Management Company unclassifiedCanopy Wealth Management no RAUMOtherApr 30, 2007Aug 15, 2018 (4125 d)
Scott Owen ConwellNorthwestern Mutual Investment Services,LLC otherCanopy Wealth Management no RAUMOtherFeb 12, 2007Aug 15, 2018 (4202 d)
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10 moves match.