DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Scissortail Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rick Marlon Hadrava | Epic Wealth Management, LLC independent RIA | Scissortail Wealth Management, LLC independent RIA | RIA to RIA | Apr 4, 2022 | Apr 5, 2022 |
| Scott Robert Allen | UBS Financial Services Inc. wirehouse | Scissortail Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Jun 7, 2019 | Jul 2, 2019 |
| Todd Charles Welsh | UBS Financial Services Inc. wirehouse | Scissortail Wealth Management, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 19, 2018 | Nov 9, 2018 |
| Richard L. Howard | UBS Financial Services Inc. wirehouse | Scissortail Wealth Management, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 19, 2018 | Nov 9, 2018 |
| Summer N Caudle | UBS Financial Services Inc. wirehouse | Scissortail Wealth Management, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 19, 2018 | Nov 9, 2018 |
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5 moves match.