DFX Intelligence
Advisor moves
Arrivals at Auspicious Financial Planning, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Louis Isaac Dagen | Raymond James Financial Services Advisors, Inc BD affiliated | Auspicious Financial Planning, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 18, 2018 | Sep 14, 2018 |
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