DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lpf Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Collin Trent Habig | Raymond James Financial Services Advisors, Inc BD affiliated | Lpf Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2024 | Apr 12, 2024 |
| Armando Demetrice Faucy-Smith | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Lpf Advisors, LLC independent RIA | Wirehouse to independent RIA | Mar 25, 2024 | Apr 16, 2024 |
| Adam Bruce Carter | Securities America Advisors, Inc. BD affiliated | Lpf Advisors, LLC no RAUM | Other | Apr 20, 2020 | Aug 29, 2019 |
| Mark Armand Picchi | Securities America Advisors, Inc. BD affiliated | Lpf Advisors, LLC no RAUM | Other | Feb 3, 2020 | Apr 3, 2019 |
| Kristopher Scott Flammang | Securities America Advisors, Inc. BD affiliated | Lpf Advisors, LLC no RAUM | Other | Feb 3, 2020 | Apr 3, 2019 |
| Craig Lee Smith | Securities America Advisors, Inc. BD affiliated | Lpf Advisors, LLC no RAUM | Other | Feb 3, 2020 | May 16, 2019 |
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6 moves match.