DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Catalyst Investment Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Brian Mcenaney | Maine Financial Advisors, Inc. unclassified | Catalyst Investment Management LLC independent RIA | Other | Oct 7, 2020 | Oct 11, 2020 |
| Kimberly A. Quinn | LPL Financial LLC independent RIA | Catalyst Investment Management LLC independent RIA | RIA to RIA | Jul 10, 2019 | Jun 19, 2019 |
| Nicholas Joseph Shea | Charles Schwab & Co., Inc. national BD | Catalyst Investment Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2017 | Oct 18, 2018 (596 d) |
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3 moves match.