DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Aps Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Amanpreet Singh Kohli | Strategic Advisers LLC national BD | Aps Wealth Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2025 | May 4, 2026 (173 d) |
| Howard Jeffrey Douglas | Equitable Advisors, LLC national BD | Aps Wealth Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2021 | Dec 7, 2021 |
| Steven John Musmanno | Equitable Advisors, LLC national BD | Aps Wealth Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2018 | Apr 15, 2021 (931 d) |
| Mark Howard Phillips | Equitable Advisors, LLC national BD | Aps Wealth Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2018 | Apr 15, 2021 (931 d) |
| Stephen Abramson | Equitable Advisors, LLC national BD | Aps Wealth Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2018 | Apr 15, 2021 (932 d) |
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5 moves match.