DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sequentis Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick Ronald Davis | Integrated Wealth Concepts LLC independent RIA | Sequentis Capital LLC independent RIA | RIA to RIA | Jan 27, 2023 | Feb 7, 2023 |
| Ryan T Nagle | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sequentis Capital LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 23, 2018 | Feb 11, 2019 (111 d) |
| Charles Kingston Butler | Advisors Asset Management, Inc. other | Sequentis Capital LLC independent RIA | Other | Feb 15, 2018 | Oct 13, 2020 (971 d) |
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3 moves match.