DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Blue Rock Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Justin Clarke Bennitt | Brandywine Global Investment Management, LLC other | Blue Rock Financial Group independent RIA | Other | Jul 8, 2025 | Jun 30, 2025 |
| Christopher Allan Owens | Wealthspire Advisors independent RIA | Blue Rock Financial Group independent RIA | RIA to RIA | Jun 24, 2025 | Jul 8, 2025 |
| Todd Ashley Roselle | Cambridge Investment Research Advisors, Inc. BD affiliated | Blue Rock Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2018 | Sep 26, 2018 |
| James R Whalen | Northwestern Mutual Investment Services,LLC no RAUM | Blue Rock Financial Group independent RIA | Other | Jul 26, 2016 | Feb 13, 2019 (932 d) |
Page 1 of 1
4 moves match.