DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Brandywine Global Investment Management, LLC
Latest filing Sep 16, 2026
First filing on the tape Mar 30, 2012 · 63 filings
SEC status approved since Aug 29, 1986
RAUM
$65B
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
0.5%
$302M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
157
56 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
63 filings and snapshots on the tape
RAUM$65B as of Jul 1, 2026
Jun 29, 2012$38B then
HNW client RAUM$79.1M as of Jul 1, 2026
Jun 25, 2018$292M then
State-registered IARs (5.B.3)7 as of Jul 1, 2026
Jun 27, 201325 then
Employees (5.A)157 as of Jul 1, 2026
Jun 27, 2013180 then
Private funds15 as of Jul 1, 2026
Jun 29, 201227 then
RAUM -1.5% over the last fiscal year+6.4% a year over threeIARs 9 to 7offices 2 to 1
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
- RAUM per advisor
- $9.3BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 108derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $26.4MderivedHNW RAUM over HNW clients
- Average account
- $67.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 45%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 22.4derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- -22%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -8.2%derived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $3.9B, 16 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- a related person acts as qualified custodian (9.D.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$18B27%
- Sovereign wealth funds$16B24%
- Pooled investment vehicles$12B18%
- Pension and profit-sharing plans$6.1B9.3%
- State and municipal entities$4.3B6.5%
- Other investment advisers$4.2B6.4%
- Charitable organizations$2.5B3.7%
- Corporations and businesses$2.2B3.3%
- Insurance companies$760M1.2%
- Individuals$223M0.3%
- High-net-worth individuals$79.1M0.1%
- Individual clients
- 752reported
- HNW clients
- 3reported
- Pension plan clients
- 26reported
- Charitable clients
- 12reported
- Accounts
- 977reported
- Financial planning clients
- n/areported
- Wrap fee programs
- $0 sponsored, $225M managedreported
- Custody of client assets
- $3.9B for 16 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.52 institutional_share=0.45 related_bd=true related_bank=true bd_reps=29.0 bank_owner=falsederived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Justin Clarke Bennitt to Blue Rock Financial GroupJul 8, 2025 · Other
- Mark Juelis to Rockefeller Capital ManagementNov 19, 2024 · Other
- Rastislav Berlansky to Villanova Investment Management Company, LLCFeb 8, 2016 · Other
- Edward Anthony Trumpbour to Villanova Investment Management Company, LLCJul 7, 2015 · Other
- Michael James Purcell to Manning & Napier Advisory Advantage Company, LLCApr 30, 2010 · Other
- Justin Clarke Bennitt to Clarke Bennitt Management, LPJun 17, 2005 · Other
Joined, latest
- Justin Clarke Bennitt from Clarke Bennitt Management, LPOct 31, 2017 · Other
Private funds
63 reported on Schedule D 7.B.(1)
All funds of Brandywine Global Investment Management, LLC
Owners and control persons
Schedule A and B, latest filing
- W Theodore Fetter · Senior Managing Directorcontrolsince 10/2023 · owns less than 5%
- Paul Mark Glassman · Chief Administrative Officercontrolsince 01/2007 · owns less than 5%
- Fenno David Hoffman · Senior Managing Directorcontrolsince 10/2007 · owns less than 5%
- Stanley Patrick Kaser · Senior Managing Directorcontrolsince 07/2012 · owns less than 5%
- Doran Leigh Lament · Chief Compliance Officercontrolsince 10/2024 · owns less than 5%
- Richard Lawrence · Senior Managing Directorcontrolsince 10/2023 · owns less than 5%
- David Christopher Marzullo · General Counselcontrolsince 03/2007 · owns less than 5%
- James Terrence Murphy · Elected Managercontrolsince 01/2024 · owns less than 5%
- Matthew Nicholls · Elected Managercontrolsince 08/2020 · owns less than 5%
- Fred Henry Otto · Senior Managing Directorcontrolsince 07/1998 · owns less than 5%
- Andrew Jed Plafker · Elected Managercontrolsince 08/2020 · owns less than 5%
- Singh Anujeet Sareen · Senior Managing Directorcontrolsince 10/2023 · owns less than 5%
- Benjamin Adam Spector · Elected Managercontrolsince 01/2015 · owns less than 5%
- Mathew Steven Tonkovich · Senior Managing Directorcontrolsince 08/2003 · owns less than 5%
- Boreski Susan Wilchusky · Senior Managing Directorcontrolsince 10/2023 · owns less than 5%
Entity owners
- Legg Mason, Inc. · Managing Memberdirect · owns 75% or more
- Franklin Resources, Inc. · Sole Shareholder Of Legg Mason, Inc.indirect · owns 75% or more of Legg Mason, Inc. · public reporting company
Related persons
Schedule D 7.A
- Brandywine Global Investment Management (Asia) Pte Ltd.investment advisery
- Fiduciary Trust Company Internationalcustodiann
- Franklin Advisers, Inc.investment adviserbanknRAUM $509B
- Franklin Distributors, LLCbroker-dealern
- Franklin Templeton (Japan) Co., Ltd.investment advisern
- Franklin Templeton Fund Management Limitedinvestment advisern
- Franklin Templeton International Services S.A R.L.broker-dealerinvestment adviserbankn
- Franklin Templeton Investments (Asia) Limitedbroker-dealerinvestment advisernRAUM $4.0B
- Franklin Templeton Investments Corp.broker-dealerinvestment adviserbanknRAUM $13B
Advisers that list Brandywine Global Investment Management, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Philadelphia, Pa · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Columbus, OH4 employees
- Singapore, Singapore3 employees
What changed
consecutive filings, newest first
- Financial planning clients · to unsetJul 1, 2026 to Sep 16, 2026
- Private funds · 15 to unsetJul 1, 2026 to Sep 16, 2026
- Succession · false to unsetJul 1, 2026 to Sep 16, 2026
- Accounts · 1,060 to 977Jul 28, 2025 to Dec 18, 2025
- Advisory employees · 47 to 56Jul 28, 2025 to Dec 18, 2025
- BD registered reps · 34 to 29Jul 28, 2025 to Dec 18, 2025
- Charity clients · 13 to 12Jul 28, 2025 to Dec 18, 2025
- HNW clients · 15 to 3Jul 28, 2025 to Dec 18, 2025
- Individual clients · 807 to 752Jul 28, 2025 to Dec 18, 2025
- Pension plan clients · 30 to 26Jul 28, 2025 to Dec 18, 2025
- Pooled vehicle clients · 73 to 69Jul 28, 2025 to Dec 18, 2025
- Assets in custody · $4.1B to $3.9BJul 28, 2025 to Dec 18, 2025
- Employees · 122 to 157Jul 28, 2025 to Dec 18, 2025
- State-registered IARs · 9 to 7Jul 28, 2025 to Dec 18, 2025
- Private funds · 18 to 15Jul 28, 2025 to Dec 18, 2025
- Discretionary RAUM · $62B to $61BJul 28, 2025 to Dec 18, 2025
- HNW RAUM · $139M to $79.1MJul 28, 2025 to Dec 18, 2025
- Individual RAUM · $234M to $223MJul 28, 2025 to Dec 18, 2025
- Non-discretionary RAUM · $4.2B to $4.8BJul 28, 2025 to Dec 18, 2025
- Pension RAUM · $6.1B to $6.1BJul 28, 2025 to Dec 18, 2025
- Pooled vehicle RAUM · $14B to $12BJul 28, 2025 to Dec 18, 2025
- RAUM · $66B to $65BJul 28, 2025 to Dec 18, 2025
- Financial planning clients · unset to May 14, 2025 to Jul 28, 2025
- Other offices · 2 to 1Apr 4, 2025 to May 14, 2025
- Accounts · 1,122 to 1,060Sep 27, 2024 to Dec 20, 2024
- Charity clients · 12 to 13Sep 27, 2024 to Dec 20, 2024
- Corporate clients · 7 to 6Sep 27, 2024 to Dec 20, 2024
- HNW clients · 19 to 15Sep 27, 2024 to Dec 20, 2024
- Individual clients · 860 to 807Sep 27, 2024 to Dec 20, 2024
- Pension plan clients · 36 to 30Sep 27, 2024 to Dec 20, 2024
- Pooled vehicle clients · 74 to 73Sep 27, 2024 to Dec 20, 2024
- Assets in custody · $3.5B to $4.1BSep 27, 2024 to Dec 20, 2024
- Employees · 121 to 122Sep 27, 2024 to Dec 20, 2024
- State-registered IARs · 15 to 9Sep 27, 2024 to Dec 20, 2024
- Other offices · 3 to 2Sep 27, 2024 to Dec 20, 2024
- Private funds · 23 to 18Sep 27, 2024 to Dec 20, 2024
- Discretionary RAUM · $53B to $62BSep 27, 2024 to Dec 20, 2024
- HNW RAUM · $232M to $139MSep 27, 2024 to Dec 20, 2024
- Individual RAUM · $210M to $234MSep 27, 2024 to Dec 20, 2024
- Non-discretionary RAUM · $3.0B to $4.2BSep 27, 2024 to Dec 20, 2024
Signals
18 dated events
- Justin Clarke Bennitt left Brandywine Global Investment Management, Llc for Blue Rock Financial Group (registered 2025-06-30)Jul 8, 2025 · Advisor changed firm · fact
- Mark Juelis left Brandywine Global Investment Management, Llc for Rockefeller Capital Management (registered 2025-04-22)Nov 19, 2024 · Advisor changed firm · fact
- Doran Leigh Lament (Chief Compliance Officer) appeared on Schedule A of Brandywine Global Investment Management, LlcSep 27, 2024 · Control person joined · fact
- James Terrence Murphy (Elected Manager) appeared on Schedule A of Brandywine Global Investment Management, LlcJan 12, 2024 · Control person joined · fact
- Singh Anujeet Sareen (Senior Managing Director) appeared on Schedule A of Brandywine Global Investment Management, LlcDec 21, 2023 · Control person joined · fact
- W Theodore Fetter (Senior Managing Director) appeared on Schedule A of Brandywine Global Investment Management, LlcDec 21, 2023 · Control person joined · fact
- Richard Lawrence (Senior Managing Director) appeared on Schedule A of Brandywine Global Investment Management, LlcDec 21, 2023 · Control person joined · fact
- Boreski Susan Wilchusky (Senior Managing Director) appeared on Schedule A of Brandywine Global Investment Management, LlcDec 21, 2023 · Control person joined · fact
- Scott Stephen Smith (Senior Managing Director) no longer on Schedule A of Brandywine Global Investment Management, Llc (listed 2020-10-19, absent 2021-01-20)Jan 20, 2021 · Control person left · inference
- Matthew Nicholls (Elected Manager) appeared on Schedule A of Brandywine Global Investment Management, LlcAug 17, 2020 · Control person joined · fact
- Patricia Lattin (Elected Manager) no longer on Schedule A of Brandywine Global Investment Management, Llc (listed 2020-06-19, absent 2020-08-17)Aug 17, 2020 · Control person left · inference
- Matthew Terence Johnson (Elected Manager) no longer on Schedule A of Brandywine Global Investment Management, Llc (listed 2020-06-19, absent 2020-08-17)Aug 17, 2020 · Control person left · inference
- D Gregg Gorman (Elected Manager) no longer on Schedule A of Brandywine Global Investment Management, Llc (listed 2020-06-19, absent 2020-08-17)Aug 17, 2020 · Control person left · inference
- Andrew Jed Plafker (Elected Manager) appeared on Schedule A of Brandywine Global Investment Management, LlcAug 17, 2020 · Control person joined · fact
- Matthew Terence Johnson (Elected Manager) appeared on Schedule A of Brandywine Global Investment Management, LlcJun 19, 2020 · Control person joined · fact
- D Gregg Gorman (Elected Manager) appeared on Schedule A of Brandywine Global Investment Management, LlcJun 19, 2020 · Control person joined · fact
- Duff John Kenney (Elected Manager) no longer on Schedule A of Brandywine Global Investment Management, Llc (listed 2019-06-28, absent 2020-06-19)Jun 19, 2020 · Control person left · inference
- Amelie Ursula Schliessler (Elected Manager) no longer on Schedule A of Brandywine Global Investment Management, Llc (listed 2019-01-30, absent 2019-06-28)Jun 28, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/BRANDYWINE-GLOBAL-INVESTMENT-MANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- AROUNDTHECURVE.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 215-609-3500reportedpublic record, Form ADV, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026