DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Odyssey Capital Advisors Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Isaac Douglas JonesEsi Financial Advisors BD affiliatedOdyssey Capital Advisors Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 26, 2020Mar 27, 2020
Lamont A. BrownKestra Advisory Services, LLC BD affiliatedOdyssey Capital Advisors Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 26, 2018Dec 27, 2018
Jason A SnipeKestra Advisory Services, LLC BD affiliatedOdyssey Capital Advisors Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 26, 2018Dec 27, 2018
Anthony Mark LucidonioKestra Advisory Services, LLC BD affiliatedOdyssey Capital Advisors Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 26, 2018Dec 27, 2018
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4 moves match.