DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
O•••••• C•••••• A••••••• I•••
Latest filing May 21, 2026
First filing on the tape Jun 6, 2024 · 6 filings
SEC status approved since Jul 5, 2024
RAUM
$189M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$175M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$37.8M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$189M as of May 21, 2026
Apr 21, 2025$144M then
HNW client RAUM$110M as of May 21, 2026
Apr 21, 2025$63.5M then
State-registered IARs (5.B.3)3 as of May 21, 2026
Apr 21, 20253 then
Employees (5.A)5 as of May 21, 2026
Apr 21, 20254 then
Private funds: no history
RAUM +31% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of May 21, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $37.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 50derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $294,648derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.3%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $9.3M, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$110M58%
- Individuals$64.4M34%
- Charitable organizations$8.3M4.4%
- Corporations and businesses$6.1M3.2%
- Individual clients
- 205reported
- HNW clients
- 47reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 642reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $9.3M for 7 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| L••••• A• B••••Chartered Financial Consultant | Bala Cynwyd, Pa | Dec 27, 2018 | 25 y | 5 |
| J•••• A• S•••• | Bala Cynwyd, Pa | Dec 27, 2018 | 22 y | 3 |
| A•••••••• J•••• S•••••••• | Bala Cynwyd, Pa | Sep 24, 2024 | 12 y | 0 |
| J•••• L••••• H••••• | Bala Cynwyd, Pa | Apr 9, 2026 | 10 y | 0 |
| G•••••• S•••••••• T•••••• | Bala Cynwyd, Pa | Sep 8, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- A•••••• M••• L•••••••• to M•• I•••••••• S•••••••• L••Dec 16, 2022 · RIA to affiliated broker-dealer or bank
- I•••• D•••••• J•••• to P••• V••••• I•••••••••Oct 21, 2022 · RIA to RIA
Joined, latest
- I•••• D•••••• J•••• from E•• F•••••••• A•••••••Mar 27, 2020 · Affiliated broker-dealer or bank to independent RIA
- L••••• A• B•••• from K••••• A••••••• S•••••••• L••Dec 27, 2018 · Affiliated broker-dealer or bank to independent RIA
- J•••• A• S•••• from K••••• A••••••• S•••••••• L••Dec 27, 2018 · Affiliated broker-dealer or bank to independent RIA
- A•••••• M••• L•••••••• from K••••• A••••••• S•••••••• L••Dec 27, 2018 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from K••••• A••••••• S•••••••• L••Dec 26, 2018 · Bala Cynwyd, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••• J••••• A• · President/Principal/Chief Compliance Officercontrolsince 10/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bala Cynwyd, Pa · principal | 5 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 596 to 642Jan 20, 2026 to Mar 26, 2026
- Advisory employees · 3 to 4Jan 20, 2026 to Mar 26, 2026
- Charity clients · 4 to 5Jan 20, 2026 to Mar 26, 2026
- HNW clients · 28 to 47Jan 20, 2026 to Mar 26, 2026
- Individual clients · 209 to 205Jan 20, 2026 to Mar 26, 2026
- Assets in custody · $12.8M to $9.3MJan 20, 2026 to Mar 26, 2026
- Employees · 4 to 5Jan 20, 2026 to Mar 26, 2026
- Discretionary RAUM · $140M to $189MJan 20, 2026 to Mar 26, 2026
- HNW RAUM · $63.5M to $110MJan 20, 2026 to Mar 26, 2026
- Individual RAUM · $67.0M to $64.4MJan 20, 2026 to Mar 26, 2026
- Non-discretionary RAUM · $4.3M to $0Jan 20, 2026 to Mar 26, 2026
- RAUM · $144M to $189MJan 20, 2026 to Mar 26, 2026
- Accounts · 550 to 596Aug 26, 2024 to Apr 21, 2025
- Charity clients · 3 to 4Aug 26, 2024 to Apr 21, 2025
- Corporate clients · 5 to 2Aug 26, 2024 to Apr 21, 2025
- HNW clients · 16 to 28Aug 26, 2024 to Apr 21, 2025
- Individual clients · 205 to 209Aug 26, 2024 to Apr 21, 2025
- Assets in custody · $11.6M to $12.8MAug 26, 2024 to Apr 21, 2025
- Financial planning clients · 1-10 to 1-10Aug 26, 2024 to Apr 21, 2025
- State-registered IARs · 2 to 3Aug 26, 2024 to Apr 21, 2025
- Discretionary RAUM · $122M to $140MAug 26, 2024 to Apr 21, 2025
- HNW RAUM · $44.4M to $63.5MAug 26, 2024 to Apr 21, 2025
- Individual RAUM · $68.0M to $67.0MAug 26, 2024 to Apr 21, 2025
- Non-discretionary RAUM · $0 to $4.3MAug 26, 2024 to Apr 21, 2025
- RAUM · $122M to $144MAug 26, 2024 to Apr 21, 2025
Signals
3 dated events
- O•••••• C•••••• A••••••• I••• filed its initial SEC registration (Form ADV)Jun 6, 2024 · First SEC registration · fact
- A•••••• M••• L•••••••• left O•••••• C•••••• A••••••• I••• for M•• I•••••••• S•••••••• L•• (registered 2024-01-11)Dec 16, 2022 · Advisor changed firm · fact
- I•••• D•••••• J•••• left O•••••• C•••••• A••••••• I••• for P••• V••••• I••••••••• (registered 2022-12-21)Oct 21, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 484-278-4395reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 484-278-4497reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/odyssey-capital-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- o•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 484-278-4497reportedpublic record, Form ADV, May 21, 2026
- Contact form
- o•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- o•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $37.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026