DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rochester Wealth Strategies, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bradley Michael Sorenson | Equitable Advisors, LLC national BD | Rochester Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 23, 2020 | Aug 3, 2021 (253 d) |
| Xenia Kristina Woltmann | Citizens Securities, Inc. BD affiliated | Rochester Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2020 | Mar 27, 2025 (1759 d) |
| Dominic Garcia | Private Advisor Group, LLC independent RIA | Rochester Wealth Strategies, LLC independent RIA | RIA to RIA | Apr 3, 2019 | Dec 12, 2018 |
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3 moves match.