DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Grow With Me
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alexander Leonhard Kasper | Kasper, Alexander L. unclassified | Grow With Me state registered | Other | Dec 31, 2024 | Jan 1, 2025 |
| John Arthur Witten | W10 Investment Advisers, LLC unclassified | Grow With Me state registered | Other | May 13, 2022 | Apr 6, 2022 |
| Ivan Russell Thornberry | Palomar Advisors Inc. mixed wealth | Grow With Me state registered | RIA to a state-registered adviser | Dec 20, 2021 | Nov 23, 2021 |
| Andrik Alexander Cordero | Centaurus Financial, Inc. BD affiliated | Grow With Me state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 20, 2018 | Mar 8, 2019 (200 d) |
Page 1 of 1
4 moves match.