DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Walled Lake Planning & Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Noel Adam Cooper | RBC Capital Markets, LLC national BD | Walled Lake Planning & Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 19, 2018 | Jan 19, 2019 (31 d) |
| Zachary Harold Walters | RBC Capital Markets, LLC national BD | Walled Lake Planning & Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 19, 2018 | Jan 19, 2019 (31 d) |
| Louis Burton Klieger | RBC Capital Markets, LLC national BD | Walled Lake Planning & Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 19, 2018 | Jan 19, 2019 (31 d) |
| Howard Robert Klieger | RBC Capital Markets, LLC national BD | Walled Lake Planning & Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 29, 2018 | Dec 7, 2018 (100 d) |
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4 moves match.