DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Singer Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kara Marie Branson | Ameriprise Financial Services, LLC national BD | Singer Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2025 | Jul 7, 2026 (529 d) |
| Jose Francisco Barbosa | LPL Financial LLC independent RIA | Singer Wealth Management independent RIA | RIA to RIA | Mar 3, 2023 | Mar 8, 2023 |
| Alicia Francine Singer | Badgley Phelps Wealth Managers independent RIA | Singer Wealth Management independent RIA | RIA to RIA | Oct 1, 2018 | Jan 29, 2019 (120 d) |
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3 moves match.