DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Minot Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Patrick Mulvey | UBS Financial Services Inc. wirehouse | Minot Wealth Management LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 1, 2019 | May 1, 2019 |
| Kaitlyn Mcinnis Carlson | UBS Financial Services Inc. wirehouse | Minot Wealth Management LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 1, 2019 | Apr 22, 2019 |
| John Joseph Muse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Minot Wealth Management LLC independent RIA | Wirehouse to independent RIA | Feb 22, 2018 | Aug 11, 2020 (901 d) |
| Patrick Eugene Donovan | Credit Suisse Securities (USA) LLC other | Minot Wealth Management LLC no RAUM | Other | Sep 5, 2013 | Apr 22, 2019 (2055 d) |
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4 moves match.