DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Toams Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mario Joseph Payne | Raymond James Financial Services Advisors, Inc BD affiliated | Toams Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 12, 2019 | Jan 31, 2020 (353 d) |
| Kendal Ashley Fordham | Raymond James Financial Services Advisors, Inc BD affiliated | Toams Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 12, 2019 | Feb 14, 2019 |
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2 moves match.