DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bass And Bell, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Victoria Lynn Page | LPL Financial LLC BD affiliated | Bass And Bell, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2025 | Jun 26, 2025 (41 d) |
| Robert W Bass | Raymond James & Associates, Inc. national BD | Bass And Bell, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 2, 2019 | Apr 1, 2019 |
| Deborah Kelley Neumann | Raymond James & Associates, Inc. national BD | Bass And Bell, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 2, 2019 | May 1, 2019 |
| Christopher D Bell | Raymond James & Associates, Inc. national BD | Bass And Bell, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 2, 2019 | Apr 1, 2019 |
| Diana K Gray | Morgan Stanley & Co. LLC unclassified | Bass And Bell, Inc. independent RIA | Other | Feb 2, 2009 | Dec 7, 2020 (4326 d) |
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5 moves match.