DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Aegis Investment Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nathan John Ostertag | Ameriprise Financial Services, LLC national BD | Aegis Investment Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 25, 2018 | Oct 1, 2019 (463 d) |
| John S Erickson | Advice And Planning Services other | Aegis Investment Management, LLC state registered | Other | Nov 13, 2015 | Mar 16, 2020 (1585 d) |
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2 moves match.