DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Perspective Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tyler Christopher Smith | Arvest Wealth Management independent RIA | Perspective Advisors, LLC state registered | RIA to a state-registered adviser | Sep 6, 2023 | Dec 20, 2024 (471 d) |
| Marshall Metcalf Fraser | Seraph Capital Associates, LLC mixed wealth | Perspective Advisors, LLC state registered | RIA to a state-registered adviser | Jul 15, 2019 | Aug 5, 2019 |
| Nathan Micah Barham | Sutterfield Financial Group, Inc. independent RIA | Perspective Advisors, LLC state registered | RIA to a state-registered adviser | May 16, 2019 | May 21, 2019 |
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3 moves match.