DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Paradigm Money Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alicia Lynette Stingley | UBS Financial Services Inc. wirehouse | Paradigm Money Management, LLC state registered | Wirehouse to a state-registered adviser | Jul 24, 2023 | Jul 21, 2025 (728 d) |
| Jacqueline Dana Adler | Mercer Global Advisors Inc. independent RIA | Paradigm Money Management, LLC state registered | RIA to a state-registered adviser | Nov 17, 2021 | Jan 26, 2022 (70 d) |
| Kristin Sweis | Spotlight Asset Group independent RIA | Paradigm Money Management, LLC state registered | RIA to a state-registered adviser | Dec 18, 2019 | May 19, 2020 (153 d) |
| Donja Marie Cluff | Centaurus Financial, Inc. BD affiliated | Paradigm Money Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 31, 2018 | Sep 11, 2020 (681 d) |
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4 moves match.