DFX Intelligence
Advisor moves
Arrivals at Capital Cs Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Todd Jared Carbone | UBS Financial Services Inc. wirehouse | Capital Cs Group, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 26, 2019 | Aug 12, 2019 |
| Jessica Ann Mcconnell | UBS Financial Services Inc. wirehouse | Capital Cs Group, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 26, 2019 | Aug 9, 2019 |
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2 moves match.