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- Business email
- ••• Lockedreportedcapitalcsgroup.comfirm site, Sep 15, 2026
- Professional profile
- ••• Lockedreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- C•••••• C• G••••• L•• mixed wealth currentsince Aug 12, 2019 · Irvine, Ca
- U•• F•••••••• S••••••• I••• wirehouseFeb 20, 2014 to Aug 26, 2019 · Irvine, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Feb 27, 2014 · Irvine, Ca
- M••••• S•••••• • C•• L•• unclassifiedAug 3, 2007 to Jun 1, 2009 · Irvine, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 1, 2004 to Aug 6, 2007 · Newport Beach, Ca
- W•••• F•••• A••••••• wirehouseFeb 3, 2004 to Apr 7, 2004 · Laguna Hills, Ca
- U•• F•••••••• S••••••• I••• to C•••••• C• G••••• L••left Aug 26, 2019, registered Aug 12, 2019 (-14 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Feb 27, 2014, registered Feb 20, 2014 (-7 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• • C•• L••left Aug 6, 2007, registered Aug 3, 2007 (-3 days) · Other
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 7, 2004, registered Nov 1, 2004 (208 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address