DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Qualified Planning

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Andrew SprengerQualified Planning unclassifiedQualified Planning state registeredOtherDec 11, 2019Nov 25, 2019
Jesse John LipscombQualified Planning unclassifiedQualified Planning state registeredOtherDec 11, 2019Oct 18, 2019
Samuel Howard AbrahamQualified Planning unclassifiedQualified Planning state registeredOtherDec 11, 2019Nov 25, 2019
Nicole Middleton HollowayQualified Planning unclassifiedQualified Planning state registeredOtherDec 11, 2019Oct 18, 2019
James Robert RukstalisQualified Planning unclassifiedQualified Planning state registeredOtherDec 11, 2019Oct 18, 2019
Arslan B BahlerQualified Planning unclassifiedQualified Planning state registeredOtherDec 11, 2019Oct 18, 2019
Peter BradshawQualified Planning unclassifiedQualified Planning state registeredOtherDec 11, 2019Oct 18, 2019
Omar ChyouU.S. Bancorp Investments, Inc. otherQualified Planning state registeredOtherJun 7, 2017Jun 3, 2020 (1092 d)
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8 moves match.