DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at A Better Way Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alison Elizabeth Howells | Good Life Advisors, LLC independent RIA | A Better Way Financial, LLC independent RIA | RIA to RIA | Aug 19, 2026 | Sep 16, 2026 |
| Joseph Thomas Nola | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | A Better Way Financial, LLC independent RIA | Wirehouse to independent RIA | Mar 30, 2026 | Sep 16, 2026 (170 d) |
| Anthony Alan Davis | LPL Enterprise, LLC BD affiliated | A Better Way Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2025 | Apr 8, 2025 |
| John W. Worley | Voya Financial Advisors, Inc. BD affiliated | A Better Way Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2023 | Mar 29, 2023 |
| Noah Aaron Williams | Williams Financial, LLC independent RIA | A Better Way Financial, LLC independent RIA | RIA to RIA | Oct 29, 2021 | Apr 18, 2023 (536 d) |
| Frank Guida | Brookstone Wealth Advisors, LLC independent RIA | A Better Way Financial, LLC independent RIA | RIA to RIA | Dec 16, 2019 | Aug 21, 2019 |
| Nick Guida | Brookstone Wealth Advisors, LLC independent RIA | A Better Way Financial, LLC independent RIA | RIA to RIA | Dec 16, 2019 | Aug 21, 2019 |
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7 moves match.