DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Horizon Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Shawnnah Sprague | Edward Jones national BD | Horizon Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2025 | Nov 17, 2025 |
| Timothy Robert Hammond | Ssn Advisory, Inc. BD affiliated | Horizon Financial no RAUM | Other | Sep 22, 2020 | Sep 18, 2019 |
| Donald John Kwarta | Ssn Advisory, Inc. BD affiliated | Horizon Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 21, 2020 | Jan 21, 2020 |
| Kenneth Stephen Blazick | Ssn Advisory, Inc. BD affiliated | Horizon Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2020 | Oct 23, 2019 |
| Jonathan Frank Blazick | Ssn Advisory, Inc. BD affiliated | Horizon Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2020 | Jan 21, 2020 |
| Mark Alan Congdon | Cadaret Grant & Co Inc other | Horizon Financial no RAUM | Other | Jun 8, 2015 | Sep 17, 2019 (1562 d) |
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6 moves match.