DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wave Digital Assets LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Zhujie Lu | Mutual Of Omaha Investor Services, Inc. no RAUM | Wave Digital Assets LLC other | Other | Jul 24, 2020 | Aug 26, 2020 (33 d) |
| David Allen Siemer | Wave Financial unclassified | Wave Digital Assets LLC other | Other | Jun 18, 2020 | Jan 2, 2025 (1659 d) |
| Benjamin Tsai | Wave Financial unclassified | Wave Digital Assets LLC other | Other | Jun 18, 2020 | Jan 2, 2020 |
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3 moves match.