DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at High Note Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kyle James Janovsky | Dynasty Wealth Management, LLC asset manager | High Note Wealth, LLC independent RIA | Other | Nov 8, 2022 | Sep 21, 2023 (317 d) |
| Katherine Marie Antoinette Forrester | Northwestern Mutual Investment Services,LLC no RAUM | High Note Wealth, LLC no RAUM | Other | Nov 21, 2019 | Nov 20, 2019 |
| Michael Wayne Forrester | Northwestern Mutual Investment Services,LLC no RAUM | High Note Wealth, LLC no RAUM | Other | Dec 31, 2018 | Nov 6, 2019 (310 d) |
| Shaun N Westphal | Northwestern Mutual Investment Services,LLC no RAUM | High Note Wealth, LLC independent RIA | Other | Dec 31, 2018 | Apr 11, 2023 (1562 d) |
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4 moves match.