DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Optima Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Todd Michael Bendell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Optima Capital Management independent RIA | Wirehouse to independent RIA | Oct 10, 2019 | Nov 14, 2019 (35 d) |
| Jonathan Elliott | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Optima Capital Management independent RIA | Wirehouse to independent RIA | Oct 8, 2019 | Nov 14, 2019 (37 d) |
| Clinton Craig Steinhoff | Morgan Stanley wirehouse | Optima Capital Management independent RIA | Wirehouse to independent RIA | Oct 5, 2017 | May 6, 2021 (1309 d) |
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3 moves match.