DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Woodward Diversified Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Caleb James Richmond | Ameriprise Financial Services, LLC national BD | Woodward Diversified Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2020 | Jan 9, 2026 (1855 d) |
| Gabriel Thomas Woodward | Wells Fargo Advisors wirehouse | Woodward Diversified Capital, LLC independent RIA | Wirehouse to independent RIA | Mar 24, 2020 | Apr 20, 2020 |
| Beau Thomas Woodward | Wells Fargo Advisors wirehouse | Woodward Diversified Capital, LLC independent RIA | Wirehouse to independent RIA | Mar 24, 2020 | Apr 20, 2020 |
| Thomas Dorsey Woodward | Wells Fargo Advisors wirehouse | Woodward Diversified Capital, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 24, 2020 | Mar 24, 2020 |
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4 moves match.