Advisor moves

Arrivals at E. E. Powell & Company Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joann Canice RodkeyOsaic Wealth, Inc. BD affiliatedE. E. Powell & Company Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserApr 2, 2025Dec 17, 2025 (259 d)
Joseph M NiessleinRobert W. Baird & Co. Incorporated mixed wealthE. E. Powell & Company Inc. state registeredRIA to a state-registered adviserApr 9, 2023Jan 11, 2024 (277 d)
Lee David MoffattJanney Montgomery Scott LLC otherE. E. Powell & Company Inc. state registeredOtherMar 25, 2009Sep 13, 2022 (4920 d)
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3 moves match.