DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Guaranty Private Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher L Albonetti | Redhawk Wealth Advisors, Inc. mixed wealth | Guaranty Private Wealth state registered | RIA to a state-registered adviser | Jan 25, 2023 | Feb 7, 2023 |
| Robert Byron Sutton | LPL Financial LLC independent RIA | Guaranty Private Wealth state registered | RIA to a state-registered adviser | Apr 28, 2022 | May 31, 2022 (33 d) |
| William Clayton Smith | LPL Financial LLC BD affiliated | Guaranty Private Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 8, 2020 | Jun 29, 2020 (82 d) |
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3 moves match.