DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Palumbo Wealth Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Peter DizdarEsi Financial Advisors BD affiliatedPalumbo Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 23, 2021Mar 9, 2021
Stephen Jarret EngelAdvice And Planning Services BD affiliatedPalumbo Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Nov 6, 2020
James Kevin PryorUBS Financial Services Inc. wirehousePalumbo Wealth Management LLC independent RIAWirehouse to independent RIAJan 30, 2020Jul 26, 2021 (543 d)
Philip G PalumboUBS Financial Services Inc. wirehousePalumbo Wealth Management LLC independent RIAWirehouse to independent RIAJan 28, 2020Jun 9, 2020 (133 d)
Killana P WilliamsUBS Financial Services Inc. wirehousePalumbo Wealth Management LLC independent RIAWirehouse to independent RIAJan 28, 2020Jul 26, 2021 (545 d)
Page 1 of 1
5 moves match.