DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Attessa Capital LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Julia Ann RoganAllworth Financial, L.P. BD affiliatedAttessa Capital LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 7, 2025Nov 5, 2025
Matthew William HarrisonHarrison Wealth Management unclassifiedAttessa Capital LLC independent RIAOtherSep 4, 2024Jan 22, 2024
Troy ShortHarrison Wealth Management unclassifiedAttessa Capital LLC independent RIAOtherSep 4, 2024Jan 22, 2024
David William KornbergSterling Investment Management, LLC independent RIAAttessa Capital LLC independent RIARIA to RIAJan 8, 2020Jan 13, 2020
Alec Scott BerensSterling Investment Management, LLC independent RIAAttessa Capital LLC independent RIARIA to RIAJan 8, 2020Jan 13, 2020
James Andrew GoodSterling Investment Management, LLC independent RIAAttessa Capital LLC independent RIARIA to RIAJan 8, 2020Jan 13, 2020
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6 moves match.