DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vista Advisor Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Alan Lahl | Cetera Advisor Networks LLC BD affiliated | Vista Advisor Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2020 | Sep 15, 2020 |
| Michael William Lahl | Securian Financial Services, Inc. BD affiliated | Vista Advisor Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 1, 2020 | Sep 14, 2020 |
| Stephen Edgar Lahl | Charles Schwab & Co., Inc. national BD | Vista Advisor Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 29, 2020 | Sep 15, 2020 |
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3 moves match.