DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Aspen Wealth Strategies, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kellie G Beiers | Chasefield Capital LLC other | Aspen Wealth Strategies, LLC independent RIA | Other | Jan 6, 2025 | Jul 25, 2023 |
| Forrest Michael Murphy | RBC Capital Markets, LLC national BD | Aspen Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2021 | Aug 3, 2021 (40 d) |
| John Faircloth | Raymond James Financial Services Advisors, Inc BD affiliated | Aspen Wealth Strategies, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 26, 2021 | Jan 11, 2021 |
| Stephanie C. Mcelheny | Raymond James Financial Services Advisors, Inc BD affiliated | Aspen Wealth Strategies, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 9, 2020 | Mar 20, 2020 |
| Cade Nathaniel Hengel | Raymond James Financial Services Advisors, Inc BD affiliated | Aspen Wealth Strategies, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 2, 2020 | Nov 5, 2020 |
| Andy Don Mcclaflin | Raymond James Financial Services Advisors, Inc BD affiliated | Aspen Wealth Strategies, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 23, 2020 | Sep 21, 2020 |
| Amber Kelly Anderson | Raymond James Financial Services Advisors, Inc BD affiliated | Aspen Wealth Strategies, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 23, 2020 | Sep 21, 2020 |
| Ryan Michael Bowman | Raymond James Financial Services Advisors, Inc BD affiliated | Aspen Wealth Strategies, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 23, 2020 | Sep 21, 2020 |
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8 moves match.