DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ascend Investment Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul M. Norman | Wells Fargo Advisors wirehouse | Ascend Investment Partners no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 27, 2020 | Jul 29, 2020 |
| Darcy Jones Wride | Wells Fargo Advisors wirehouse | Ascend Investment Partners no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 27, 2020 | Jul 29, 2020 |
| Brent Ward Keller | Wells Fargo Advisors wirehouse | Ascend Investment Partners no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 27, 2020 | Jul 29, 2020 |
| Christopher Dean Kesler | Wells Fargo Advisors wirehouse | Ascend Investment Partners no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 27, 2020 | Jul 29, 2020 |
| Garrett Gill Smith | Wells Fargo Advisors wirehouse | Ascend Investment Partners no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 27, 2020 | Jul 29, 2020 |
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5 moves match.